Chief Compliance Officer - Asset Management

WE ARE HIRING - CHIEF COMPLIANCE OFFICER (CCO) - MUMBAI This is not a compliance job. This is an institutional mandate. In financial services, Compliance is not merely about asking whether a policy exists. It asks the harder question: "Are we doing the right thing - and can we stand behind it?" We are looking for a Chief Compliance Officer (CCO) with 18+ years of experience, including substantial experience in an AMC / Asset Management Company. Reporting to the MD / CEO, the CCO will play a critical role in strengthening governance, regulatory discipline, risk culture and institutional accountability. THE MANDATE: - Formulate and strengthen compliance policies aligned with the SEBI Risk Management Framework, with appropriate Board of AMC and Trustee oversight. - Drive regulatory change implementation with clear accountability across functions and CXOs. - Partner with the CRO on compliance risk appetite, thresholds, metrics and reporting. - Identify and escalate early warning signals, emerging risks, major findings, near misses, loss events and fraud incidents. - Establish and test RCSA for key compliance risks and controls, and drive corrective actions. - Ensure timely and accurate regulatory filings and reporting. - Strengthen scheme-related risk disclosures, insider-trading controls and compliance review of marketing and digital communications. - Ensure adherence to the DoP and Risk Management Framework.