Acaipl Investment & Financial Services - Head - Compliance

Executive Summary: We are seeking an astute and rigorous Head of Compliance to oversee regulatory integrity and governance across our Non-Banking Finance Company (NBFC). Position: Head of Compliance Company: Non-Banking Finance Company (NBFC) Location: Delhi Industry: Financial Services / Non-Banking Financial Company We are an established, high-growth financial services group operating a suite of boutique companies. Our ecosystem spans across a Non-Banking Financial Company (NBFC), Asset Management (AMC), Corporate Advisory, and Investment Banking (IB). We provide tailored, end-to-end financial solutions to corporate, institutional, and high-net-worth clients. 1. Drive Regulatory Architecture & Frameworks: - Formulate group-wide compliance policy structures. - Align business operations with statutory rules. - Interpret complex regulatory updates proactively. - Assess systemic compliance for expansion plans. 2. Enforce RBI and Statutory Compliance: - Guarantee strict RBI Master Directions adherence. - Manage rigorous KYC and AML tracking. - Direct timely regulatory reporting schedules. - Interface professionally with statutory authorities. 3. Govern Audits & Corporate Ethics: - Oversee independent compliance audit evaluations. - Rectify audit gaps across operations swiftly. - Anchor the board-level compliance committee agendas. - Mitigate corporate governance operational risks. 4. Lead Compliance Culture & Talent: - Mentor high-performing internal compliance teams. - Foster organizational awareness of regulatory mandates. - Recruit skilled regulatory compliance professionals. - Align business KPIs with ethical metrics. 5. Candidate Profile & Qualifications: - 12+ years in financial services. - 5+ years in compliance leadership. - Mastery of SEBI or RBI guidelines. - Proven track record handling inspections. - Sharp legal interpretation capability skills. - CS, LLB, or MBA equivalent. - Premium institutional or corporate background.