Auditor - NBFC - CA

Job Title: Auditor Qualification: Chartered Accountant (CA) Industry: NBFC (Non-Banking Financial Company) Position: 2 Nos. Location: Pune Eligibility Criteria: - Qualified Chartered Accountant (CA). - 2-4 years of experience in internal audit/financial audit, preferably in the NBFC or BFSI sector. - Hands-on experience with risk-based audit and compliance functions. Job Summary: The Internal Auditor will be responsible for evaluating and improving the effectiveness of risk management, internal controls, and governance processes of the NBFC. The role demands a CA-qualified professional with a strong understanding of financial regulations, compliance requirements, and audit practices in the NBFC sector. Key Responsibilities: - Conduct internal audits across departments to ensure compliance with company policies, RBI guidelines, and statutory regulations. - Review and evaluate the adequacy of internal controls, processes, and risk management frameworks. - Identify gaps, risks, or irregularities in financial transactions, reporting, and operational activities. - Prepare detailed audit reports with observations, risk areas, and actionable recommendations. - Work closely with management to implement corrective actions and monitor follow-ups. - Evaluate compliance with RBI norms, KYC/AML guidelines, and NBFC-specific regulatory requirements. - Ensure timely detection and prevention of frauds, errors, and misstatements. - Conduct special investigations, as required, on high-risk areas or irregular activities. - Support the Board/Audit Committee with insights on financial integrity, governance, and risk management practices. - Keep updated with changes in accounting standards, tax laws, and NBFC regulations. Key Skills & Competencies: - Strong knowledge of NBFC operations, RBI guidelines, and regulatory frameworks. - Proficiency in financial analysis, internal control systems, and audit techniques. - Excellent analytical, problem-solving, and reporting skills. - Strong communication and presentation abilities for management and board-level discussions. - Ethical, detail-oriented, and independent in approach.