AUDITOR

Manager- InHouse Concurrent Auditor Job descriptions Concurrent Audit Responsibilities Auditing different areas of branch banking on a daily basis contemporaneous with occurrence of transactions.

Scrutiny of Exceptional Transaction Reports Convening Local Audit Committee Meeting on monthly basis to discuss compliance of audit reports (Concurrent Audit Report of Singapore Branch / RBI Audit Report / Risk Based Internal Audit Report etc.)

and recommending for closure of report Key Performance Indicator Timely conduct of Concurrent Audit / Audit Review of branches and submission of audit report supported by empirical data, within the stipulated time frame.

Follow-up for compliance / rectification of audit irregularities with the branch Follow-up with Head Office for submission of clarifications and closure of reports Revenue Leakage Responsibilities Verifying application of Rate of Interest / Charges leading to revenue leakage if any and follow-up for recovery of revenue leakage thereof.

Key Performance Indicator Amount of revenue leakage detected and recovered.

Compliance Responsibilities Verifying branch compliance with Centre Specific Policies / HO Guidelines / Regulatory Guidelines and Notices Key Performance Indicator Bringing to the notice of senior management instances of non compliance with Centre Specific Policies / HO Guidelines / Regulatory Guidelines and Notices Other Functions Responsibilities a) Independent checking of regulatory returns / Qtly Closing Returns.

b) Periodic review of Foreign Audit Sub Policy. c) Carrying out Credit Process Audit in borrower accounts. Key Performance Indicator Accurate and timely submission of MAS / HO returns. Timely review of Policy Ensuring compliance with pre-disbursement sanction terms.

Knowledge Sharing Responsibilities Conducting tests for Audit Asstt. on weekly basis on audit matters & reporting results to compliance deptt on weekly basis Key Performance Indicator Knowledge sharing and Empowering audit staff by impa