Job Description
A growing regulatory compliance advisory practice is seeking an Associate / Senior Associate to support fund management and asset management clients across a broad range of compliance and regulatory matters. Key Responsibilities: Work as a team to manage a portfolio of fund management clients to provide them compliance solutions and services Provide compliance advisory services such as license applications, compliance program support, regulatory reporting etc Handle compliance assignments and ensure completion that meet clients timelines and quality standards Assist in drafting and reviewing proposals and letters of engagement to clients Keep abreast of the latest regulatory requirements and industry updates Other ad-hoc compliance duties as necessary Key Requirements At least 2 years of regulatory compliance experience in consultancy firms / audit firms / regulators / buyside asset management Good understanding of the asset management, investment management, or fund management industry Candidates from audit backgrounds with exposure to investment funds, fund management, or financial services will also be considered Strong analytical and problem-solving skills Good communication and client relationship management abilities Interested parties please send your resume to Loretta Chan, R1876188 at . Regrettably, only shortlisted candidates will be contacted.
